The Failure of Securities Arbitrations

The Failure of Securities Arbitrations

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A real life examination of claims brought before FINRA regarding suitability and the knowledge of all entities in trying such cases.THE. STOCK. MARKET. GAME: http ://www.finrafoundation. org/web/ group s/ foundation/ a#39; foundation/ ... Each student or team of students receive $100, 000 of virtual dollars in an SMC brokerage account and simulates managing a portfolio byanbsp;...

Title:The Failure of Securities Arbitrations
Author: Errold F Moody Jr
Publisher:Booktango - 2013-02-07

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